The day before Halloween the SEC gave entrepreneurs a treat by passing final rules to enact Regulation Crowdfunding. The SEC rules will allow the offer and sale of up to $1 Million of securities through crowdfunding over a 12 month period. Who is eligible? Any company except for the foregoing is eligible to use the…

Without much fanfare the legislature passed and the governor signed Assembly Bill No. 667 In October 2015. California is now at the forefront of finders laws across the U.S. The question in broad terms is how to or whether to regulate persons who assist businesses in the financing process but who do not fit in…

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